Articles tagged with: security
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I read an article in today’s ROB entitled ‘Who’s reading insider e-mails? Try the IT guys’ that should send a strong message to issuers regarding their compliance risk management efforts.
Regulators revealed yesterday that an IT analyst with TD Securities Inc. bought shares in Synenco Energy, based on information he obtained while reading the personal emails of investment bankers working on a takeover bid. And of course, the fact that the emails were being monitored was invisible to all participants.
Apparently there have been a string of recent cases in which people …
