I have spoken to many IROs about their use of social media. Some are exploring their options (and even have their own personal Facebook or Twitter account) to help them decipher what will fit in best with their company’s communications and overall business strategy.  If they decide to move forward with some kind of social network, they are taking it slowly to see what evolves and how much of their time it will actually take up (see my recent blog about two companies who have gradually integrated Twitter and Facebook …

I read an article in today’s ROB entitled ‘Who’s reading insider e-mails? Try the IT guys’ that should send a strong message to issuers regarding their compliance risk management efforts.
Regulators revealed yesterday that an IT analyst with TD Securities Inc. bought shares in Synenco Energy, based on information he obtained while reading the personal emails of investment bankers working on a takeover bid. And of course, the fact that the emails were being monitored was invisible to all participants.
Apparently there have been a string of recent cases in which people …